New Opportunities for Brokers to Obtain Expungement in Equity

Although it is a bit outside the scope of this blog, here is a link to a recent eUpdate that I co-authored regarding a new Court of Appeal decision opening the door for brokers and financial advisors to obtain expungement of their CRD records.

Author: Kent Schmidt

As a Partner in the Southern California office, Kent practices in virtually all types of general business litigation, with an emphasis in unfair business practices, First Amendment litigation, defamation, trade secret litigation, class actions, product liability, securities litigation and enforcement, commercial disputes, employment law, intellectual property and Prop 65 (environmental) claims. He is an aggressive and creative courtroom advocate, representing both plaintiffs and defendants. Having spent his entire legal career at Dorsey, Kent is adept at finding the right lawyers in the firm to collaborate with in order to provide the best representation for his clients.